Regaal Resources Penalized Rs. 8 Lakh by ROC Kolkata
REGULATORY
▼ Concern Flagged
MEDIUM RISK
📅 Filed on BSE: 15 Oct 2026, 03:10 PM IST · BSE ID: 6572b9b4-2f1f-42c6-9a70-52e205dd797f
View Original BSE Filing (PDF)
💡
In Simple Terms
The company paid a Rs. 8 lakh fine for forgetting to include a valuation report when filing share allotment paperwork.
🤖 AI Summary
- Regaal Resources fined Rs. 8,00,000 by ROC Kolkata for regulatory violation.
- Violation involved failure to attach valuation report with Form PAS-3.
- Penalties imposed relate to allotment of 15,35,000 equity shares.
- Company confirms no material impact on financial operations.
- Order received on October 14, 2026.
🔢 Key Numbers — exact figures from BSE filing, not rounded
Penalty imposed on Company
8,00,000
Penalty imposed on officers in default
2,00,000
Number of Equity Shares allotted
15,35,000
🏢 How This Affects the Company
No change to business operations or strategy is indicated.
A one-time expense of Rs. 8,00,000 has been incurred due to the penalty. The company has confirmed no other material financial impact.
No change in operational processes is indicated, beyond adherence to filing requirements.
This indicates a lapse in internal compliance regarding documentation for share allotments, highlighting a need for stricter internal controls.
👥 What This Means For Shareholders
✅
Action Required
No action is required from shareholders regarding this matter.
👤
Who Is Affected
All shareholders are indirectly affected by the compliance lapse and resulting penalty incurred by the company.
🔍
Management Signal
The company proactively filed suo-moto applications for adjudication, indicating an intent to resolve compliance issues transparently.
For information only. Not investment advice. ForgeUp is not SEBI-registered.
👁 Watch List — track these upcoming events
Company filings for adherence to other SEBI regulations.
Future announcements on any internal compliance review findings.
Disclosure of any further regulatory actions or inquiries.
MEDIUM RISK
Penalty for non-compliance highlights potential for future regulatory issues.
💡 Investor Takeaway
Regaal Resources Limited incurred a Rs. 8,00,000 penalty from ROC Kolkata for failing to attach a valuation report with a share allotment filing, with no material financial impact reported.
⚖️ Strengths & Concerns
⚠️ Concerns
- Rs. 8,00,000 penalty imposed on the company for regulatory non-compliance.
- Rs. 2,00,000 penalty imposed on officers in default for compliance lapse.
❓ Frequently Asked Questions
What penalty was imposed on Regaal Resources by the Registrar of Companies, Kolkata?
Regal Resources Limited was imposed a penalty of Rs. 8,00,000 by the Registrar of Companies, Kolkata.
Why was Regaal Resources fined Rs. 8,00,000?
The company was fined for failing to attach the valuation report when filing the Return of Allotment in Form PAS-3.
What is the total penalty imposed including officers in default?
The total penalty imposed is Rs. 8,00,000 on the company and Rs. 2,00,000 on the officers in default.
What was the nature of the violation by Regaal Resources?
The violation was under Section 450 of the Companies Act, 2013 read with Rule 12(7) of the Companies (Prospectus and Allotment of Securities) Rules, 2014.
What is the impact of this order on Regaal Resources' financials?
Regaal Resources Limited stated that there is no material impact on its financial operations or other activities due to these orders.
Questions based on this BSE filing only. For information purposes.